Returns Guidance

Guidance material is provided below by your relevant sector to assist you in the completion of your/the firm's returns.

Broker/ Retail Intermediaries Returns Guidance

Credit Institutions Returns Guidance

Credit Unions Returns Guidance

Investment Funds Returns Guidance

Fitness & Probity

Regulated Financial Service Providers:

• Individual Questionnaire Guidance
• F&P Returns Guidance

Credit Unions:

• Individual Questionnaire Guidance
• F&P Returns Guidance

Funds Service Providers

• Trustees - Return Guidance
• Administrators - Return Guidance
• UCITs Management Companies - Return Guidance
• Non-UCITs Management Companies - Return Guidance

Insurance

• Insurance - Returns Guidance

Investment Firms

• IIA Non Retail - Returns Guidance
• MiFID - Returns Guidance