Legislation applicable to Regulated Markets Legislation relevant to the regulation of Regulated Markets and Market Operators is listed below. Where the links provided are to www.irishstatutebook.ie. users should note the disclaimer on the Irish Statute Book website. The following list is not exhaustive and is intended to serve as a general guide only: Acts Markets in Financial Instruments and Miscellaneous Provisions Act 2007 Statutory Instruments S.I. No. 286 of 2007 European Communities (Admissions to Listing and Miscellaneous Provisions) Regulations 2007 Statutory Instruments relating to the transposition of the Markets in Financial Instruments Directive S.I. No. 60 of 2007 European Communities (Markets in Financial Instruments) Regulations 2007 S.I. No. 663 of 2007 European Communities (Markets in Financial Instruments) (Amendment) Regulations 2007 S.I. No. 773 of 2007 European Communities (Markets in Financial Instruments) (Amendment) Regulations (No. 2) 2007 S.I. No. 299 of 2012 European Union (Markets in Financial Instruments) (Amendment) Regulations 2012 Other Statutory Instruments S.I. No. 853 of 2004 European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 S.I. No. 730 of 2007 Markets in Financial Instruments and Miscellaneous Provisions Act 2007 (Commencement) Order 2007 EU Legislation MiFID Related Legislation Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council repealing Council Directive 93/22/EEC - consolidated version amended on 5 September 2007 Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC Directive 2006/31/EC of the European Parliament and of the Council of 5 April 2006 amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines Commission Directive 2006/73/EC of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive MiFID II Related Legislation Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU Regulation (EU) 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Regulation (EU) 2016/1033 amending 600/2014 and Directive (EU) 2016/1034 amending 2014/65/EU Acquiring Transactions Directive 2007/44/EC of the European Parliament and of the Council of 5 September 2007 amending Council Directive 92/49/EEC and Directives 2002/83/EC, 2004/39/EC, 2005/68/EC and 2006/48/EC as regards procedural rules and evaluation criteria for the prudential assessment of acquisitions and increase of holdings in the financial sector Other EU Legislation Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109,EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and 2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority) - Omnibus 1 Directive Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC Regulation (EU) No 1022/2013 of the European Parliament and of the Council of 22 October 2013 amending Regulation (EU) No 1093/2010 establishing a European Supervisory Authority (European Banking Authority) as regards the conferral of specific tasks on the European Central Bank pursuant to Council Regulation (EU) No 1024/2013 Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC European Commission and European Supervisory Authorities Firms are advised to consult the European Commission, ESMA and EBA websites for details of Level 2 measures/technical standards and Level 3 guidance. European Commission ESMA EBA Market Abuse Legislation Please see the following link for legislation relating to market abuse.